SEC and CFTC Regulatory Labs Try Joint Venturing: Landmark Memorandum Sets the Terms

On March 11, 2026, the SEC and the Commodity Futures Trading Commission (CFTC) signed what both agencies have called a “historic” memorandum of understanding. The memorandum is intended to create a new level of cooperation between the two agencies and end decades of turf wars when developing appropriate treatments for financial products.... By: Carlton Fields