SEC Staff Publishes Additional Names Rule FAQs, SEC Proposes N-PORT Amendments

The US Securities and Exchange Commission Staff recently published new frequently asked questions regarding the Names Rule while the Commission in parallel proposed related amendments to Form N-PORT. To help navigate the multitude of changes to the Names Rule over the last two-and-a-half years, this LawFlash provides a brief historical background of the Names Rule and a summary of the current obligations of registered funds.... By: Morgan Lewis