Security News
SEC Initiates Review of ESG Fund Names Rule
UnknownMar 5, 2026(8 days ago)
SEC Initiates Review of ESG Fund Names Rule
The U.S. Securities and Exchange Commission (SEC) adopted Rule 35d-1 under the Investment Company Act of 1940 regarding Investment Company Names (the Names Rule) in 2001 to prevent fund names from being materially deceptive or misleading to investors.... By: Holland & Knight LLP