SEC staff issues statement on broker-dealer registration for crypto user interfaces
SEC staff issues statement on broker-dealer registration for crypto user interfaces
On April 13, 2026, the US Securities and Exchange Commission (the SEC)’s Division of Trading and Markets (the staff) issued a statement (the statement) outlining when providers of certain crypto asset user interfaces can operate without registering as broker dealers under the Securities Exchange Act of 1934.... By: McDermott Will & Schulte