Security News
SEC Proposes to Narrow Exchange Act Rule 15c2-11 to Equity Securities Only
UnknownApr 17, 2026(26 days ago)
SEC Proposes to Narrow Exchange Act Rule 15c2-11 to Equity Securities Only
The proposed amendments would codify what most market participants always understood, that Rule 15c2-11 applies to equity securities, not fixed-income instruments.... By: Latham & Watkins LLP
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