AI in the Financial System: How to Stay on the Right Side of SEC Scrutiny in 2026

AI, robo‑advice, and advanced analytics now sit inside the core of how many firms make money, manage risk, and communicate with investors, so regulators expect the same level of discipline and truthfulness around AI that they expect for any other key business process. The practical goal in 2026 is to keep using AI where it genuinely helps, but to be able to explain it clearly, supervise it, and document it so that investors are not misled and client interests are not inadvertently sidelined.... By: Kohrman Jackson & Krantz LLP