Security News
The Same but Different: The CFTC Proposes to Re-Codify Regulation 4.13(A)(4)... Sort Of
UnknownAug 28, 2026(3 days ago)
The Same but Different: The CFTC Proposes to Re-Codify Regulation 4.13(A)(4)... Sort Of
More than 14 years after rescinding former Regulation 4.13(a)(4), the Commodity Futures Trading Commission (CFTC) has proposed a new exemption from commodity pool operator (CPO) registration for certain investment advisers.... By: K&L Gates LLP
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