Top 5 SEC Enforcement Developments for March 2026
Top 5 SEC Enforcement Developments for March 2026
Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals. This month, we examine: • A proposed global resolution and dismissals in several enforcement actions; • Recent charges brought by the SEC for alleged investor fraud; • New guidance on the application of federal securities laws to crypto assets; • A court order requiring the SEC to disclose information related to its text messaging sweeps; and • Key... By: Morrison & Foerster LLP